AbstractPurposeThis study aimed to evaluate the clinical outcomes and prognostic implications of regional nodal irradiation (RNI) after neoadjuvant chemotherapy (NAC) in patients with residual triple-negative breast cancer (TNBC).
Materials and MethodsWe analyzed 152 patients with residual TNBC who underwent breast-conserving surgery after NAC between December 2008 and December 2017. Most patients (n = 133; 87.5%) received taxane-based chemotherapy. Adjuvant radiotherapy (RT) was administered at a total dose of 45–65 Gy in 15–30 fractions to the whole breast, with some patients also receiving RT to regional nodes. Survival was calculated using the Kaplan–Meier method, and prognostic factors influencing survival were analyzed using the Cox proportional-hazards model.
ResultsDuring a median follow-up of 66 months (range, 9 to 179 months), the 5-year disease-free survival (DFS) rate was 68.0%. The 5-year locoregional recurrence-free survival, distant metastasis-free survival, and overall survival rates were 83.6%, 72.6%, and 78.7%, respectively. In the univariate analysis, the cN stage, ypT stage, ypN stage, axillary operation type, and RT field were associated with DFS. Multivariate analysis revealed that higher ypT stage (hazard ratio [HR] = 2.0; 95% confidence interval [CI] 1.00–3.82; p = 0.049) and ypN stage (HR = 4.7; 95% CI 1.57–14.24; p = 0.006) were associated with inferior DFS. Among clinically node-positive patients, those who received RT to the breast only had a 5-year DFS of 73.7%, whereas those who received RNI achieved a DFS of 59.6% (p = 0.164). There were no differences between the DFS and RNI.
IntroductionBreast cancer is the most common cancer in women worldwide, accounting for 11.7% of all cancer types [1]. Triple-negative breast cancer (TNBC), defined as the lack of estrogen receptor (ER), progesterone receptor (PR), and human epidermal growth factor receptor 2 (HER2) expression, is known to have a heterogeneous course, prognoses, sensitivities to therapy, and other diverse characteristics owing to the distinct genetic backgrounds [2]. Considering all breast cancer subtypes, TNBC has been associated with a higher rate of locoregional recurrence, distant metastasis (DM), and poorer prognosis than endocrine-sensitive tumors [3-5].
Although TNBC is known to exhibit aggressive behavior, it paradoxically demonstrates high sensitivity to cytotoxic chemotherapy, which is termed the triple-negative paradox [6]. The standard therapeutic approach for TNBC involves a sequential regimen of neoadjuvant chemotherapy (NAC), followed by surgical resection (OP) and adjuvant radiotherapy (RT) [7]. The importance of achieving pathological complete response (pCR) in determining patient outcomes has been established previously [8,9]. Patients with residual disease (non-ypCR) after NAC have a 20%–30% risk of relapse [10]. In recent years, efforts have been made to improve patient outcomes by enhancing pCR rates. Randomized trials have demonstrated that the addition of platinum-based chemotherapy or bevacizumab to TNBC therapy can enhance pCR rates and survival outcomes [11-14]. Notably, the KEYNOTE522 trial [15], which combined pembrolizumab with NAC, showed improved pCR and survival outcomes. The CREATE-X study enriched the paradigm for TNBC patients with residual disease by introducing capecitabine (Xeloda; Roche, Basel, Switzerland) as a systemic therapy option to potentially enhance outcomes [16]. Although systemic therapy with capecitabine has been established for patients with residual disease, the optimal approach to radiotherapy remains uncertain. In particular, the application of regional nodal irradiation (RNI) lacks definite guidance [17,18].
In the current study, we aimed to evaluate the prognosis of patients with residual disease (non-ypCR) and determine how prognosis varies based on RT patterns.
Materials and Methods1. PatientsWe retrospectively reviewed the medical records of 152 patients who underwent breast-conserving surgery and had residual TNBC post-NAC at the Samsung Medical Center in Seoul, Korea between December 2008 and December 2017. All patients received adjuvant RT. Residual TNBC was defined as the presence of residual invasive cancer at the primary site or lymph nodes. Most patients (n = 133; 87.5%) received taxane-based chemotherapy, while non-taxane-based NAC regimens comprised doxorubicin/carboplatin or gemcitabine/cisplatin. For adjuvant RT, a total dose of 45–65 Gy was delivered in 15–30 fractions, and most patients (94.2%) were treated using the 3D conformal RT technique. Among these patients, 98 patients (61.5%) received RNI, including the axillary level 3, supraclavicular node (SCN), and internal mammary node (IMN). According to our institutional policy, RNI was administered to patients with any of the following risk factors: cT3-4, cN+, breast tumor > 5 cm at pre-NAC evaluation, ypN1-3, or ypT3-4 (Table 1).
2. ImmunohistochemistryImmunohistochemical analysis was performed to examine expression levels of receptors, including ER, PR, and HER2, on the surface of tumor cells, from the initial tumor prior to NAC. Silver-enhanced in situ hybridization (SISH) was used to evaluate equivocal HER2 signals, and only SISH-negative patients were included. Ki-67 staining was performed using a Ventana Discovery Autostainer (Surplus Solution, Woonsocket, RI, USA), with the antibody MIB-1 (Agilent Technologies, Santa Clara, CA, USA), and expression was graded by pathologists. For semi-quantitative analysis, Ki-67 signals were graded as follows: 0%–25%, 1+; 25%–50%, 2+; 50%–75%, 3+; and >75%, 4+.
3. Clinical outcome assessmentLocoregional recurrence (LRR) was defined as the initial occurrence of failure in the ipsilateral breast or regional lymph nodes. Disease-free survival (DFS) was calculated as the period between the first day of NAC and the date of clinical or pathological diagnosis of recurrence, metastasis, or death related to breast cancer. Overall survival (OS) was defined as the duration from the first day of NAC to death from any cause.
4. Statistical analysisPrognostic factors for DFS were calculated using the Kaplan–Meier method and the Cox proportional-hazards model. Multivariate analyses were performed to identify significant prognostic factors for DFS using the Cox proportional-hazards regression model, considering variables with p-values <0.10 from the univariate analysis. All analyses were conducted using SPSS Statistics for Windows version 27 (IBM, Armonk, NY, USA).
Results1. Patients and tumor characteristicsThe median age of the study population was 45 years (range, 24 to 72), and the primary pathological type was invasive ductal carcinoma (96.7%). Regarding clinical TNM staging, 76.3% of the patients had lymph node metastasis, with 53.9% exclusively presenting with axillary lymph node (ALN) involvement. Furthermore, 63.8% patients had no lymph node metastasis after NAC (ypN0), and among ypN+ patients, two patients had non-ALN involvement. Ki-67 >3+ was detected in 57.3% of patients, and 59.2% of tumors were located on the lateral side of the breast. Other patient and tumor characteristics are shown in Table 1.
2. Clinical outcomesThe median follow-up time was 66 months (range, 9 to 179), and the 5-year DFS, LRR-free survival, DM-free survival, and OS rates were 68.0%, 83.6%, 72.6%, and 78.7%, respectively (Figs. 1, 2). The univariate analysis identified cN stage (hazard ratio [HR] = 3.9; 95% confidence interval [CI] 1.54–9.79; p = 0.004), ypT stage (HR = 1.8; 95% CI 1.02–3.30; p = 0.039), ypN stage (HR = 6.8; 95% CI 2.54–18.25; p < 0.001), ypStage (HR = 3.6; 95% CI 1.85–7.07; p < 0.001), Axillary OP (HR = 2.4; 95% CI 1.26–4.50; p = 0.006), and RT field (HR = 2.1; 95% CI 1.08–3.94; p = 0.029) as significant factors. The multivariate analysis revealed that ypT stage (HR = 2.0; 95% CI 1.00–3.82; p = 0.049) and ypN stage (HR = 4.7; 95% CI 1.57–14.24; p = 0.006) were associated with DFS (Table 2). Regarding cN stage, the 5-year DFS rates for cN0 and cN+ patients were 86.1% and 62.5%, respectively (Fig. 3). For cN+ patients, the 5-year DFS and OS were 73.7% and 83.9% when RT was only administered to the whole breast (WB)/chest wall (CW), and 59.6% and 100% on including regional nodes (p = 0.164, p = 0.353) (Table 3). Conversely, for cN0 patients, the 5-year DFS and OS were 83.9% and 93.5% when RT was administered only to the WB/CW and 100% on adding RNI (p = 0.353, p = 0.567). Additionally, 5-year DFS with RNI was 61.5%, and 79.5% without RNI in the overall cohort (p = 0.026) (Fig. 4). However, the 5-year DFS rate by RT field did not differ regardless of the ypN stage (p = 0.089) (Table 4).
3. Patterns of first failureAmong the 152 patients with residual TNBC, 49 (32.2%) experienced recurrence (Table 3). The recurrence rate was higher in clinically lymph node-positive (cN+) patients. The LRR rate for cN0 was 2.8%, and the DM only rate was 13.9%. Patients without ALN invasion had higher recurrence rates than those without ALN invasion. ALN+ and non-ALN+ patients had LRR rates of 7.3% and 14.7%, and DM rates of 14.6% and 23.5%, respectively. The most common sites of LRR were the ipsilateral breast, IMN, and SCN, whereas the most common DM sites were the lungs, followed by the bones and brain.
4. Patterns of failure by RT fieldRNI was performed in five cN0 patients (13.9%) and 92 cN+ patients (79.3%). Recurrence occurred in 16.7% of cN0 patients who received WB or CW irradiation alone, whereas none of the RNI-administered cN0 patients experienced recurrence. The overall recurrence rates of cN+ (ALN) patients were 7.3% and 24.4% in the WB/CW-only and WB/CW plus RNI groups, respectively. For cN+ (non-ALN) patients, the overall recurrence rates were 20.5% in the WB/CW plus SCN group, 8.8% in the WB/CW plus IMN group, and 20.6% in the WB/CW plus SCN and IMN groups, respectively (Table 3). In the ypN+ (ALN) patient group, 49 (92.5%) patients received RNI, while the four patients who did not receive RNI were ypT1mi or had a tumor size ≤1 cm or ypN1mi patients. Among ypN+ (ALN) patients, there was no difference in recurrence rates or sites by the RT field (Table 4).
Discussion and ConclusionThe current study, involving 152 patients with residual TNBC who underwent NAC followed by OP and adjuvant RT, showed that the ypT and ypN stages were significant prognostic factors for TNBC.
In the RT field, RNI failed to improve the DFS rate in the present study. Noh et al. [19] reported that nodal relapse is more common in patients with TNBC than in those without it. Regarding RNI (IMN or SCN), the administration of RT to IMN or SCN does not benefit survival [20,21]. Kim et al. [22] analyzed 353 breast cancer patients with SCN and/or IMN involvement who were treated with NAC, followed by surgery and adjuvant RT, reporting clinical outcomes similar to those observed in the current study. The 5-year DFS and OS rates were 57.8% and 75.1%. Considering non-CR patients, those who received higher RT doses to the SCN (≥54 Gy) experienced failure more frequently than those who received lower RT doses (<54 Gy) (25.0% vs. 2.3%; p = 0.005). Although IMN RT was associated with low IMN failure, no survival benefits were observed. Given that DM is responsible for most treatment failures, RNI may fail to substantially impact DFS or OS. Likewise, the lack of a survival benefits with RNI in the current study may be due to patients receiving RNI already having a worse disease profile. Further studies are required to confirm the efficacy of RNI in the treatment of TNBC.
In the CREATE-X trial, the addition of adjuvant capecitabine therapy was found to improve DFS and OS in patients with HER2-negative breast cancer who had residual invasive disease, subsequently established as the standard of care [16]. However, the current study analyzed patients treated between 2008 and 2017, with capecitabine administered to only a small number of patients. Studies evaluating the role of RNI in this population must consider the heterogeneity of treatment approaches and their effects on outcomes. Therefore, there are inherent limitations in determining the role of RNI in the current standard of care.
Patients with TNBC without a pCR following NAC experience substantially higher LRR rates than those with other subtypes, even after surgery and adjuvant RT. All LRRs occurred in or near the RT field [23]. Tissues adjacent to TNBC are reportedly enriched with cancer stem cells, which may be more radioresistant and cause a higher LRR rate in patients with non-pCR [24]. Consequently, a higher ypT stage may be associated with poorer DFS. Our findings corroborate the existing literature documenting a compelling relationship between the ypT stage and adverse prognostic outcomes in TNBC. Patients with advanced ypT stages exhibited a propensity toward higher rates of disease recurrence, DM, and mortality, reflecting the aggressive biological behavior inherent to this disease entity. This observation aligns with previous studies highlighting the prognostic significance of tumor size in TNBC, wherein a larger tumor burden portends worse clinical outcomes [25-27]. The underlying mechanisms driving the association between the ypT stage and poor prognosis in TNBC are multifaceted, encompassing both tumor-related factors and treatment response dynamics. Advanced tumor stages are frequently associated with increased tumor aggressiveness, characterized by enhanced proliferative capacity, invasiveness, and metastatic potential, thereby predisposing patients to disease dissemination and therapeutic resistance. Additionally, the presence of residual disease following neoadjuvant therapy signifies an incomplete treatment response, indicative of intrinsic tumor resistance mechanisms and a heightened risk of disease relapse.
This study had a few limitations. The current study found no survival benefit by the RT field, which differs from the previously reported findings of radiation oncologists that observe that RNI elicits a survival benefit. However, the retrospective nature of the study, short median follow-up, and small number of patients need to be considered; hence, further studies on survival by the RT field are warranted. Moreover, the Ki-67 test results at our institution were only reported as quartiles, and a continuous value would have been preferable.
In conclusion, the ypT and ypN stages were associated with poor treatment outcomes in patients with residual TNBC following NAC. Given the importance of locoregional control in preventing future DM, more intensive therapy for TNBC patients with high ypT and ypN stages may be necessary. The RNI did not appear to improve DFS. Identifying TNBC subgroups that are potentially resistant to RT, and further intensive RT incorporating systemic therapy should be considered for these patients.
Statement of Ethics This study was conducted in accordance with the 1964 Declaration of Helsinki. This study was approved by the Institutional Review Board of Samsung Medical Center (Approval No. 2023-07-010). The requirement for informed consent was waived due to the retrospective nature of the study. Table 1.Values are presented as median (range) or number (%) or mean ± standard deviation. IDC, invasive ductal carcinoma; ER, estrogen receptor; PR, progesterone receptor; HER2, human epidermal growth factor receptor 2; SLNBx, sentinel lymph node biopsy; ALND, axillary lymph node dissection; NAC, neoadjuvant chemotherapy; CTx, chemotherapy; CW, chest wall; RLN, regional lymph node; RT, radiotherapy; 3D, three dimensional; IMRT, intensity-modified radiation therapy. Table 2.IDC, invasive ductal carcinoma; ER, estrogen receptor; PR, progesterone receptor; HER2, human epidermal growth factor receptor 2; NAC, neoadjuvant chemotherapy; CTx, chemotherapy; axillary OP, axillary surgery; SLNBx, sentinel lymph node biopsy; ALND, axillary lymph node dissection; ALN, axillary lymph node; CW, chest wall; RLN, regional lymph node; RT, radiotherapy; HR, hazard ratio; CI, confidence interval. Table 3.Table 4.References1. Sung H, Ferlay J, Siegel RL, et al. Global cancer statistics 2020: GLOBOCAN estimates of incidence and mortality worldwide for 36 cancers in 185 countries. CA Cancer J Clin 2021;71:209–49.
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